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Dave has been in the financial services industry for over 35 years, starting with Connecticut Mutual Life in 1984, then running his own award-winning practice and ultimately fulfilling a variety of supervisory roles in mutual funds and insurance sales. As Dave anticipated the shifts that would be taking place in the financial services marketplace,

he migrated to the independent broker-dealer industry bringing his knowledge, insight, and supervisory skills that helped Hazard & Siegel grow into the organization that it is today. Dave’s experience provides leadership in all aspects of broker-dealer management and planning; especially for compliance, financial planning, operations, and human resources.

Number of Current Jobs 1
Dave Mullen is the President & Chief Compliance Officer at Hazard & Siegel.
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