Company Performance Metrics
- Cathy Vasilev: Co-Founder/Compliance AdvisorPast Role: Red Oak Compliance Solutions., Co-Founder and COO
- Kirk Sadler: Chief Product OfficerPast Role: Mitratech, Vice President Of Product Management
Red Oak provides software and services that help financial services firms manage regulatory compliance for advertising, marketing, and client communications. The company offers workflow-driven review tools that route marketing materials for approvals, document comments and revisions, and maintain auditable records. Its platform supports
communication surveillance and documentation retention to assist with oversight of email and other correspondence. Red Oak Compliance Solutions also provides consulting support that interprets regulatory requirements and helps firms align internal processes with industry rules. The technology integrates with existing systems to reduce manual steps, standardize review procedures, and improve visibility into compliance status across campaigns and channels.