within every message passing through a financial services firm. “Catelas represents the next generation of

risk-based eCommunications surveillance and investigation solutions for the financial services industry,”

said Rob Lang, Vice President and Global Head of SMARTS, NASDAQ OMX.

Catelas software helps both broker dealer supervision and control room surveillance meet the raised regulatory expectations. Our clients need to proactively identify compliance issues much more quickly and effectively than ever before - and get ahead of them fast.

Without increasing resources, our clients operate a far more

comprehensive and defensible compliance program, positioning them well with regulators. Insider

dealing, market manipulation, and the movement and sharing of Material Non-Public Information (MNPI)

are activities conducted between individuals with strong trusted relationships. Patented algorithms, based

on Relationship ForensicsTM & Behavioral Science, present the compliance analyst with an unprecedented

view into how business is conducted. Catelas uncovers who matters and how they connect within these

large collaborative networks. Analysts visualize Information Barriers, Control Rooms, Watch List

networks, and Bloomberg Chat rooms, and are automatically guided to where the risks are greatest