CCOs to identify high-risk issues while meeting critical regulatory and documentation requirements. The dashboard-driven system is a flexible cost-effective solution including Testing, Certifications and Attestations, Gift and Entertainment, Risk Assessment and Forms Management Modules.

BasisCode Compliance offers the industry's broadest set of integrated compliance software to improve compliance management for asset managers, broker-dealers, aggregators, and compliance consultants. Their intuitive, unified solutions span functionality, from testing and risk assessment to personal trading and attestations to enhance compliance controls and decision-making to safeguard your firm and your clients.